Investor · Rye, NY
James P. Conn
Open James in the network graph →Filings
20
SEC Form D
Connections
158
co-filers
Capital
$266.2M
across filings
Active
Nov 2021
to Nov 2025
Most-connected co-filers (158)
Mario J. Gabelli · Greenwich, CT16 sharedJohn C. Ball · Rye, NY14 sharedRichard J. Walz · Rye, NY13 sharedSalvatore J. Zizza · Rye, NY13 sharedAgnes F. Mullady · Rye, NY12 sharedDavid I. Schachter · Rye, NY8 sharedLeslie F. Foley · Rye, NY8 sharedVincent D. Enright · Rye, NY8 sharedAnthonie C. Van Ekris · Sennigerberg, Luxembourg7 sharedR. S. Dennis · Dallas, TX7 sharedWendy Rubas · CHICAGO, IL7 sharedPeter C. Goldstein · Rye, NY7 sharedNicolas Desbois · Paris, I07 sharedCarter W. Austin · Rye, NY7 sharedClive Fields · Chicago, IL7 sharedKuni D. Nakamura · Rye, NY7 sharedMatt Mulvey · Emeryville, CA7 sharedRichard Stoakes · London, United Kingdom7 sharedRichard Baker · London, United Kingdom7 sharedLeonardo Cotter · Miami, FL7 sharedAdam Bryant · Emeryville, CA7 sharedJeffrey J. Jonas · Rye, NY7 sharedElisha Blechner · New York, NY7 sharedManish K. Gaur · SAN FRANCISCO, CA7 shared
Recent filings (20)
GAMCO Natural Resources, Gold & Income TrustNov 2025 · 20 co-filers$20.0MGabelli Global Small & Mid Cap Value TrustNov 2025 · 25 co-filers$40.0MGDL FUNDNov 2025 · 16 co-filers$35.0MGABELLI DIVIDEND & INCOME TRUSTOct 2024 · 18 co-filers$150.0MGabelli Healthcare & WellnessRx TrustJan 2024 · 47 co-filers$36.7MGABELLI EQUITY TRUST INCDec 2023 · 47 co-filers$35.0MGabelli Healthcare & WellnessRx TrustJan 2023 · 47 co-filers$25.0MELLSWORTH GROWTH & INCOME FUND LTDJul 2022 · 29 co-filers$30.0MGDL FUNDJun 2022 · 22 co-filers$35.0MGABELLI EQUITY TRUST INCJan 2022 · 53 co-filers$32.1MGABELLI EQUITY TRUST INCDec 2021 · 53 co-filers$100.0MGabelli Global Small & Mid Cap Value TrustNov 2021 · 24 co-filers$40.0MGabelli Healthcare & WellnessRx TrustOct 2021 · 53 co-filers$40.0MAmplio.ai, Inc.Sep 2021 · 6 co-filers$1.0MEMERGE DIAGNOSTICS, INCMar 2021 · 23 co-filers$500KGabelli Healthcare & WellnessRx TrustDec 2020 · 44 co-filers$40.0MEMERGE DIAGNOSTICS, INCOct 2020 · 23 co-filers$550KAmplio.ai, Inc.Dec 2019 · 2 co-filers$1.0MEMERGE DIAGNOSTICS, INCDec 2019 · 22 co-filers$500KFIRST REPUBLIC PREFERRED CAPITAL CORPJul 2012 · 11 co-filers$33K
Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See James in the interactive graph →