Investor · Rye, NY

Richard J. Walz

Open Richard in the network graph →

Filings

22

SEC Form D

Connections

150

co-filers

Capital

$232.3M

across filings

Active

Jun 2022

to Nov 2025

Most-connected co-filers (150)

John C. Ball · Rye, NY14 shared James P. Conn · Rye, NY13 shared Salvatore J. Zizza · Rye, NY13 shared David I. Schachter · Rye, NY12 shared Agnes F. Mullady · Rye, NY12 shared Mario J. Gabelli · Greenwich, CT12 shared Adam E. Tokar · Rye, NY11 shared Leslie F. Foley · Rye, NY9 shared Anthonie C. Van Ekris · Sennigerberg, Luxembourg8 shared Carter W. Austin · Rye, NY7 shared Clive Fields · Chicago, IL7 shared Bethany A. Uhlein · Rye, NY7 shared Nicolas Desbois · Paris, I07 shared Manish K. Gaur · SAN FRANCISCO, CA7 shared Adam Bryant · Emeryville, CA7 shared Richard Baker · London, United Kingdom7 shared Matt Mulvey · Emeryville, CA7 shared Wendy Rubas · CHICAGO, IL7 shared Leonardo Cotter · Miami, FL7 shared Peter C. Goldstein · Rye, NY7 shared R. S. Dennis · Dallas, TX7 shared Richard Stoakes · London, United Kingdom7 shared Elisha Blechner · New York, NY7 shared Pavel Khrimian · Germantown, MD7 shared

Recent filings (22)

Gabelli Global Small & Mid Cap Value TrustNov 2025 · 25 co-filers$40.0M GDL FUNDNov 2025 · 16 co-filers$35.0M GAMCO Natural Resources, Gold & Income TrustNov 2025 · 20 co-filers$20.0M GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCNov 2025 · 33 co-filers$20.0M William Blair Global Leaders Concentrated Fund LLCFeb 2025 · 8 co-filers$100.0M GABELLI DIVIDEND & INCOME TRUSTOct 2024 · 18 co-filers$150.0M William Blair Global Leaders Concentrated Fund LLCFeb 2024 · 8 co-filers$100.0M Gabelli Healthcare & WellnessRx TrustJan 2024 · 47 co-filers$36.7M GABELLI EQUITY TRUST INCDec 2023 · 47 co-filers$35.0M William Blair Global Leaders Concentrated Fund LLCFeb 2023 · 8 co-filers$100.0M Gabelli Healthcare & WellnessRx TrustJan 2023 · 47 co-filers$25.0M ELLSWORTH GROWTH & INCOME FUND LTDJul 2022 · 29 co-filers$30.0M GDL FUNDJun 2022 · 22 co-filers$35.0M William Blair Global Leaders Concentrated Fund LLCFeb 2022 · 8 co-filers$100.0M GABELLI EQUITY TRUST INCJan 2022 · 53 co-filers$32.1M GABELLI EQUITY TRUST INCDec 2021 · 53 co-filers$100.0M Gabelli Healthcare & WellnessRx TrustOct 2021 · 53 co-filers$40.0M William Blair Global Leaders Concentrated Fund LLCDec 2020 · 8 co-filers$100.0M Gabelli Healthcare & WellnessRx TrustDec 2020 · 44 co-filers$40.0M Vital4Data, LLCJul 2020 · 15 co-filers$1.0M William Blair Global Leaders Concentrated Fund LLCDec 2019 · 8 co-filers$100.0M Vital4Data, LLCDec 2019 · 13 co-filers$100K

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Richard in the interactive graph →