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SEC Form D · filed November 5, 2021

Gabelli Global Small & Mid Cap Value Trust

Offering
$40.0M
Sold
$40.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Rye, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (25)

Kuni D. Nakamura · Rye, NYDirectorCalgary P. Avansino · Rye, NYDirectorKevin V. Dreyer · Rye, NYDirectorBruce N. Alpert · Rye, NYExecJohn H. Birch · Rye, NYDirectorAnthony S. Colavita · Rye, NYDirectorSalvatore J. Zizza · Rye, NYDirectorJames P. Conn · Rye, NYDirectorJohn C. Ball · Rye, NYExecAgnes J. Mullady · Rye, NYDirectorPeter J. Goldstein · Rye, NYExecMario J. Gabelli · Rye, NYDirectorFrank J. Fahrenkopf, Jr · Rye, NYDirectorTravis Bronik · Rochester, MIDirectorDavid Altman · Lake Oswego, ORExecBlue Field Strategic GP · Holladay, UTDirectorBrian A. Lewis · Greensboro, NCDirectorJohn A. Paulos · Houston, TXDirectorGillem Tulloch · Singapore, U0DirectorGeoffrey Clark · El Segundo, CAExecMohamad H. Makhzoumi · Menlo Park, CADirectorBrian C. Lentz · Minneapolis, MNDirectorJohn Barrett · Needham, MADirectorSame CrestFin Capital Partners LLC · Needham, MADirectorGina Baeg · Chicago, ILDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗