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SEC Form D · filed July 15, 2022

ELLSWORTH GROWTH & INCOME FUND LTD

Offering
$30.0M
Sold
$25.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Rye, NY
Type
Other Investment Fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (30)

Gina Baeg · Chicago, ILDirectorJames A. Dinsmore · Rye, NYExec · DirectorDaniel D. Harding · Rye, NYDirectorBlue Field Strategic GP · Holladay, UTDirectorAgarwal Sachin · Miami, FLExecMohamad H. Makhzoumi · Menlo Park, CADirectorJames P. Conn · Rye, NYDirectorGlen Chesir · New York, NYExecBrian A. Lewis · Greensboro, NCDirectorMario J. Gabelli · Rye, NYExec · DirectorElizabeth C. Bogan · Rye, NYDirectorBurke S. Lewis · Richmond, VAExecKuni D. Nakamura · Rye, NYDirectorKinchen J. Bizzell · Rye, NYDirectorInvestment Adviser SJW Investments, LLC · WASHINGTON, Washington, D.C.DirectorLaurissa M. Martire · Rye, NYExecJohn C. Ball · Rye, NYExecJames A. Dinsmore · Rye, NYExec · DirectorPeter J. Goldstein · Rye, NYExecRichard J. Walz · Rye, NYExecFrank J. Fahrenkopf, Jr · Rye, NYDirectorMichael J. Melarkey · Rye, NYDirectorSanjay Jeyakumar · San Francisco, CADirectorNuman Numanbayraktaroglu · Dubai, C0ExecNicolas W. Platt · Rye, NYDirectorBethany A. Uhlein · Rye, NYExecDaniel M. Plourde · Rye, NYExecKinchen J. Bizzell · Rye, NYDirectorNicolas W. Platt · Rye, NYDirectorAnthonie C. Van Ekris · Rye, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗