SEC Form D · filed July 15, 2022
ELLSWORTH GROWTH & INCOME FUND LTD
Industry
Pooled Investment Fund
Type
Other Investment Fund
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (30)
Daniel M. Plourde · Rye, NYExecDaniel D. Harding · Rye, NYDirectorBethany A. Uhlein · Rye, NYExecKuni D. Nakamura · Rye, NYDirectorFrank J. Fahrenkopf, Jr · Rye, NYDirectorAnthonie C. Van Ekris · Rye, NYDirectorRichard J. Walz · Rye, NYExecElizabeth C. Bogan · Rye, NYDirectorJames P. Conn · Rye, NYDirectorLaurissa M. Martire · Rye, NYExecJohn C. Ball · Rye, NYExecPeter J. Goldstein · Rye, NYExecMichael J. Melarkey · Rye, NYDirectorMario J. Gabelli · Rye, NYExec · DirectorBrian A. Lewis · Greensboro, NCDirectorGlen Chesir · New York, NYExecBlue Field Strategic GP · Holladay, UTDirectorSanjay Jeyakumar · San Francisco, CADirectorBurke S. Lewis · Richmond, VAExecNicolas W. Platt · Rye, NYDirectorKinchen J. Bizzell · Rye, NYDirectorJames A. Dinsmore · Rye, NYExec · DirectorMohamad H. Makhzoumi · Menlo Park, CADirectorInvestment Adviser SJW Investments, LLC · WASHINGTON, Washington, D.C.DirectorGina Baeg · Chicago, ILDirectorNuman Numanbayraktaroglu · Dubai, C0ExecAgarwal Sachin · Miami, FLExecNicolas W. Platt · Rye, NYDirectorKinchen J. Bizzell · Rye, NYDirectorJames A. Dinsmore · Rye, NYExec · Director Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗