Investor · Rye, NY

Carter W. Austin

Open Carter in the network graph →

Filings

14

SEC Form D

Connections

108

co-filers

Capital

$161.2M

across filings

Active

Jun 2022

to Nov 2025

Most-connected co-filers (108)

William F. Heitmann · Rye, NY10 shared Molly A. Marion · Rye, NY8 shared Agnes F. Mullady · Rye, NY7 shared Richard J. Walz · Rye, NY7 shared John C. Ball · Rye, NY7 shared James P. Conn · Rye, NY7 shared Frank J. Fahrenkopf, Jr · Rye, NY7 shared Salvatore J. Zizza · Rye, NY7 shared Michael J. Ferrantino · Rye, NY6 shared Mario J. Gabelli · Greenwich, CT6 shared Leslie F. Foley · Rye, NY5 shared Elizabeth C. Bogan · Rye, NY4 shared Ryan Teksten · Arlington, VA4 shared Avinash Jain · San Diego, CA4 shared Rahul Chaturvedi · San Diego, CA4 shared Robert Poor · San Diego, CA4 shared Dani Palahanova · Vancouver, British Columbia, Canada4 shared Michael J. Melarkey · Rye, NY4 shared Anthony S. Colavita · Rye, NY4 shared John Larson · San Diego, CA4 shared Peter J. Goldstein · Rye, NY4 shared David I. Schachter · Rye, NY4 shared Rudy Kraus · San Diego, CA4 shared Alex Eng · San Diego, CA4 shared

Recent filings (14)

GDL FUNDNov 2025 · 16 co-filers$35.0M GAMCO Natural Resources, Gold & Income TrustNov 2025 · 20 co-filers$20.0M GABELLI DIVIDEND & INCOME TRUSTOct 2024 · 18 co-filers$150.0M GABELLI EQUITY TRUST INCDec 2023 · 47 co-filers$35.0M VIE Technologies IncFeb 2023 · 17 co-filers$3.0M Fluid Technology Solutions (FTS), Inc.Aug 2022 · 13 co-filers$1.0M GDL FUNDJun 2022 · 22 co-filers$35.0M VIE Technologies IncFeb 2022 · 17 co-filers$3.0M GABELLI EQUITY TRUST INCJan 2022 · 53 co-filers$32.1M GABELLI EQUITY TRUST INCDec 2021 · 53 co-filers$100.0M Fluid Technology Solutions (FTS), Inc.Nov 2021 · 14 co-filers$2.0M VIE Technologies IncJul 2021 · 17 co-filers$5.0M Fluid Technology Solutions (FTS), Inc.Jul 2020 · 16 co-filers$1.0M VIE Technologies IncJul 2020 · 17 co-filers$5.0M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Carter in the interactive graph →