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SEC Form D · filed October 13, 2010

NATIONAL HOLDINGS CORP

Offering
$5.0M
Sold
$3.0M
Exemption
Industry
Investment Banking
Location
NEW YORK, NY
Type

People & firms on this filing (20)

Marshall S. Geller · Los Angeles, CADirectorAlan Levin · Boca Raton, FLExecChristopher Dewey · New York, NYExec · DirectorMark Goldwasser · New York, NYExec · DirectorCharles M. Modica · Boca Raton, FLDirectorRobert Lautz, Jr · Los Angeles, CADirectorJorge Ortega · Boca Raton, FLDirectorPaul J. Coviello · Clarks Summit, PADirectorLeonard J. Sokolow · Boca Raton, FLExec · DirectorFrank S. Plimpton · Greenwich, CTDirectorAnne Valentine Andrews · New York, NYExec · DirectorSadek Wahba · New York, NYExec · DirectorAgatha Ruddy · New York, NYDirectorJeffrey Hahn · New York, NYDirectorCapitalsouth Corporation · CHARLOTTE, NCDirectorSteven W. Gfroerer · Minneapolis, MNExec · DirectorRoger W. Frank · Minneapolis, MNDirectorDonald R. Olson · Minneapolis, MNDirectorJames W. Hentges · Minneapolis, MNExecJohn E. Tauer · Minneapolis, MNDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗