Investor · Greenwich, CT

Frank S. Plimpton

Open Frank in the network graph →

Filings

9

SEC Form D

Connections

57

co-filers

Capital

—

across filings

Active

Mar 2010

to Mar 2011

Most-connected co-filers (57)

Leonard J. Sokolow · Pompano Beach, FL6 shared Alan Levin · Boca Raton, FL5 shared Robert Lautz, Jr · Los Angeles, CA5 shared Agatha Ruddy · New York, NY4 shared Jorge Ortega · Boca Raton, FL4 shared Christopher Dewey · New York, NY4 shared Mark Goldwasser · New York, NY4 shared Sadek N. Wahba · Miami, FL4 shared Marshall Geller · Los Angeles, CA4 shared Jeffrey Hahn · New York, NY4 shared Anne Valentine Andrews · New York, NY4 shared CapitalSouth Corporation · Charlotte, NC4 shared Roger W. Frank · MINNEAPOLIS, MN3 shared Paul J. Coviello · Clarks Summit, PA3 shared James W. Hentges · MINNEAPOLIS, MN3 shared Donald R. Olson · MINNEAPOLIS, MN3 shared Charles Modica · Boca Raton, FL3 shared Steven W. Gfroerer · Ramsey, MN3 shared Mark C. Wehrly · San Francisco, CA2 shared Gregory S. Swart · San Francisco, CA2 shared Mark D. Klein · New York, NY2 shared Robert Fagenson · Schenectady, NY2 shared John E. Tauer · MINNEAPOLIS, MN2 shared Peter L. Zurkow · Shoreham, NY2 shared

Recent filings (9)

NATIONAL HOLDINGS CORPSep 2013 · 11 co-filers$3.2M NATIONAL HOLDINGS CORPFeb 2013 · 9 co-filers$8.8M SPG-FCM HOLDINGS I, LLCMar 2011 · 11 co-filers NATIONAL HOLDINGS CORPJan 2011 · 17 co-filers$690K NATIONAL HOLDINGS CORPNov 2010 · 19 co-filers$2.0M NATIONAL HOLDINGS CORPOct 2010 · 19 co-filers$5.0M NATIONAL HOLDINGS CORPJun 2010 · 17 co-filers$2.0M BROADPOINT GLEACHER SECURITIES GROUP, INC.Mar 2010 · 12 co-filers$48.1M SPG-FCM HOLDINGS I, LLCMar 2010 · 11 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Frank in the interactive graph →