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SEC Form D · filed December 15, 2009

ConvergEx Holdings, LLC

Offering
$5.7M
Sold
$5.7M
Exemption
—
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

People & firms on this filing (25)

John Nowaczyk · Radnor, PADirectorRichard Brueckner · Jersey City, NJDirectorSean P. Mclaughlin · New York, NYDirectorJoseph M. Velli · New York, NYDirectorCharles E. Rappold · New York, NYExecChristopher Springer · New York, NYExecBarry R. Dunn · Chicago, ILDirectorJohn Cahaly · Boston, MADirectorBruce Van Saun · London, United KingdomDirectorCollin E. Roche · Chicago, ILDirectorJohn E. Sununu · New York, NYDirectorJoseph Schenk · New York, NYDirectorRick Otero · Charlotte, NCDirectorAnthony Scaramucci · New York, NYDirectorScott Prince · New York, NYDirectorJason Wright · New York, NYDirectorRichard Howes · Sydney, Channel IslandsDirectorGideon Cohen · San Jose, CADirectorRina Shainski · Herzliya Pituach, L3DirectorGreg Drew · San Diego, CADirectorRobert Siegel · San Diego, CAExecBandel Carano · Palo Alto, CAExecRichard Kramlich · Menlo Park, CADirectorDavid Vucina · San Diego, CADirectorConstatine S. Mihas · Chicago, ILDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗