Investor · Charlotte, NC

Rick Otero

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Filings

11

SEC Form D

Connections

88

co-filers

Capital

$9.7M

across filings

Active

Dec 2009

to Jan 2018

Most-connected co-filers (88)

John Nowaczyk · Radnor, PA10 shared James Jarrett · Charlotte, NC9 shared Mitchel A. Bollag · Charlotte, NC9 shared Thomas Wheeler · Radnor, PA9 shared John Shoemaker · Radnor, PA9 shared Jon Hirschtick · CAMBRIDGE, MA6 shared Daniel Shore · CAMBRIDGE, MA6 shared Harry Weller · Chevy Chase, MD6 shared Jeffrey Walker · New York, NY6 shared Darpan Kapadia · New York, NY5 shared Peter Levine · CAMBRIDGE, MA5 shared David Corcoran · CAMBRIDGE, MA5 shared Elliot M. Katzman · Somerville, MA5 shared Rakesh J. Wilson · New York, NY5 shared Meredith Moss · Cambridge, MA4 shared Aquilus Management (Cayman) Ltd · Grand Cayman, Cayman Islands4 shared Daniel W. Cummings · New York, NY4 shared William Iii Fisher · Newburyport, MA4 shared Dinakara L. Nagalla · Frisco, TX4 shared John E. Carter · Tampa, FL4 shared Donald E. Roepke · Edina, MN4 shared Vincent J. Cassidy · Tampa, FL4 shared Matthew Q. Christensen · BOSTON, MA4 shared Christopher Webb · Newburyport, MA4 shared

Recent filings (11)

MFSC Holding Corp.Jan 2018 · 14 co-filers$350K MFSC Holding Corp.Oct 2017 · 14 co-filers$529K MFSC Holding Corp.Apr 2017 · 14 co-filers$1.3M MFSC Holding Corp.Jul 2016 · 14 co-filers$7.0M MFSC Holding Corp.Jan 2015 · 14 co-filers$500K Bank of New York Mellon CorpOct 2014 · 46 co-filers$5.0B Bank of New York Mellon CorpOct 2013 · 26 co-filers$5.0B MFSC Holding Corp.Jul 2013 · 4 co-filers$7.0M Bank of New York Mellon CORPOct 2012 · 33 co-filers$5.0B Bank of New York Mellon CORPOct 2011 · 34 co-filers$5.0B ConvergEx Holdings, LLCDec 2009 · 24 co-filers$5.7M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Rick in the interactive graph →