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SEC Form D · Amendment · filed October 23, 2015

GUGGENHEIM HIGH-YIELD FUND, LLC

Offering
—
Sold
$79.9M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
SANTA MONICA, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (12)

Thomas H. Hauser · Santa Monica, CAExecB. S. Minerd · Santa Monica, CAExecJeff S. Abrams · Santa Monica, CAExecKevin H. Gunderson · Santa Monica, CAExecGloria Ballesta · Vancouver, British Columbia, CanadaExecRobert Barton · Bellevue, WAExecPam L. Johnson · Peoria, ILExecMark Gordon · Toronto, Ontario, CanadaExecScott R. Cote · Van Nuys, CAExecCurtis James · Mobile, ALExecGarnet Dawson · Vancouver, British Columbia, CanadaExecDonald M. Caire · Nashville, TNExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗