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SEC Form D · Amendment · filed October 23, 2015

NZC GUGGENHEIM FUND LLC

Offering
—
Sold
$1.1B
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
SANTA MONICA, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (16)

Zachary H. Warren · Santa Monica, CAExecJeff S. Abrams · Santa Monica, CAExecThomas H. Hauser · Santa Monica, CAExecMatthew S. Bloom · Santa Monica, CAExecKevin H. Gundersen · Santa Monica, CAExecB. S. Minerd · Santa Monica, CAExecGloria Ballesta · Vancouver, British Columbia, CanadaExecPam L. Johnson · Peoria, ILExecTimothy L. Stanley · Peoria, ILExecStanley L. Butler · Peoria, ILExecRobert Barton · Bellevue, WAExecScott R. Cote · Van Nuys, CAExecAllyson Svenson · Bellevue, WAExecCurtis James · Mobile, ALExecGarnet Dawson · Vancouver, British Columbia, CanadaExecHon. Herb Dhaliwal · Vancouver, British Columbia, CanadaExec

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