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SEC Form D · Amendment · filed October 23, 2015

NZC GUGGENHEIM FUND LTD

Offering
Sold
$294.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
SANTA MONICA, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (23)

William G. Shaw · Grand Cayman, Cayman IslandsDirectorKevin H. Gunderson · Santa Monica, CAExecChristopher J. Lebeau · Grand Cayman, Cayman IslandsDirectorThomas H. Hauser · Santa Monica, CAExecZachary H. Warren · Santa Monica, CAExecB. S. Minerd · Santa Monica, CAExecJeffrey B. Abrams · Santa Monica, CAExecMatthew S. Bloom · Santa Monica, CAExecDavid Reginelli · Rosemont, ILDirectorStanley L. Butler · Peoria, ILExecMark Gaulin · Rosemont, ILDirectorPam L. Johnson · Peoria, ILExecTimothy L. Stanley · Peoria, ILExecJohn Mccoy · Charlotte, NCExecMark Gordon · Toronto, Ontario, CanadaExecRobert Barton · Bellevue, WAExecScott R. Cote · Van Nuys, CAExecAllyson Svenson · Bellevue, WAExecGarnet Dawson · Vancouver, British Columbia, CanadaExecJasper E. Wheeler · New York, NYDirectorStefano Ciampolini · London, United KingdomExecKenneth M. Larish · Nashville, TNDirectorDonald M. Caire · Nashville, TNExec

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