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SEC Form D · Amendment · filed November 12, 2015

Waddell & Reed Asset Strategy Fund, LLC

Offering
Sold
$30.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
OVERLAND PARK, KS
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (23)

Nikki F. Newton · Overland Park, KSExecJennifer A. Askins · Overland Park, KSExecMark P. Buyle · Overland Park, KSExecMichael L. Avery · Overland Park, KSExecJon-Jason A. Richie · Overland Park, KSExecJohn E. Sundeen · Overland Park, KSExecKurt A. Sundeen · Overland Park, KSExecHenry J. Herrmann · Overland Park, KSExec · DirectorMarcus W. Archer · Calgary, Alberta, CanadaExecThomas P. Lloyd · Baltimore, MDExecJeffrey S. Parker · New York, NYExecTimothy E. Campbell · Singapore Land Tower, U0ExecRobert E. Thomas · NEW YORK, NYExecManjit J. Dale · London, United KingdomExecRobert Byron · Chicago, ILExecNichols F. Brian · NEW YORK, NYExec · DirectorWs Management Lllp · JACKSONVILLE, FLExecBrian J. Magnus · London, United KingdomExecPhilip A. Tye · HONG KONG, Hong KongExecGregory T. Donovan · Baltimore, MDExecKenneth E. Berry · Vancouver, British Columbia, CanadaExecNathaniel J. Morda · Vancouver, British Columbia, CanadaExecJim Pinkin · San Diego, CAExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗