Ledger.Open graph →
SEC Form D · filed December 28, 2015

NWQ Partners, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
CHICAGO, IL
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (19)

Jon D. Bosse · Los Angeles, CAExecScott E. Grace · Chicago, ILDirectorMargo E. Cook · Chicago, ILDirectorJohn Amboian · Chicago, ILDirectorPhyllis G. Thomas · Los Angeles, CAExecMaharoof Parokkot · Port Louis, O4ExecPromoter and Investment Manager Bailard, Inc · Foster City, CADirectorAshraf Ali Deenmahomed · Port Louis, O4DirectorRohit Kumar · Port Louis, O4DirectorBrad E. Blake · Foster City, CAExecJon E. Conlin · Los Angeles, CAExec · DirectorNuveen Nwq Holdings, Llc · Chicago, ILPromoterD. W. Greig · Foster City, CADirectorPreston R. Sargent · Foster City, CAExecJay C. Nadel · New York, NYExecMitchell C. Cepler · New York, NYDirectorGarrett R. D'Alessandro · New York, NYDirectorJon E. Conlin · Los Angeles, CAExec · DirectorNuveen Nwq Holdings, Llc · Chicago, ILPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗