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SEC Form D · filed August 26, 2015

RCS Capital Corp

Offering
$32.3M
Sold
$32.3M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (32)

Jeffrey J. Brown · New York, NYDirectorHowell D. Wood · New York, NYDirectorMarc D. Rowan · New York, NYDirectorJohn H. Grady · New York, NYExecMark H. Auerbach · New York, NYDirectorBrian L. Nygaard · New York, NYExecPeter M. Budko · New York, NYDirectorEdward M. Weil, Jr · New York, NYExec · DirectorC. T. Mcmillen · New York, NYDirectorAnthony D. Civale · New York, NYDirectorBrian D. Jones · New York, NYExecBruce J. Sohn · Bedford, MADirectorPatrick W. Keene · St., Paul, MNDirectorGreg Y. Henry · AUSTIN, TXDirectorTheresa Mccarthy · San Jose, CADirectorAEI Trust Advisors, Inc · St. Paul, MNDirectorLeonard Batterson · Chicago, ILExecRobert J. Metcalfe · Bedford, MAExec · DirectorThomas J. Boesen · Greenwood, INDirectorFrank A. Difazio · ISLANDIA, NYExecAEI Net Lease Portfolio IV Depositor, LLC · St. Paul, MNDirectorYasheng J. Huang · Bedford, MAExecReidar J. Langmo · Bedford, MADirectorAndrew Verhalen · San Jose, CAExecSalvatore M. Ferro · ISLANDIA, NYExec · DirectorJanet T. Verneuille · ISLANDIA, NYExecRob Whitlow · Greenwood, INDirectorCharles H. Rogers · Halifax, MADirectorPorter H. Anderson · Halifax, MADirectorKenneth S. Danielson · Halifax, MADirectorPeter D. Miller · Gainesville, GADirectorMichael Levin · Clifton, NJExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗