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SEC Form D · filed August 31, 2015

RCS Capital Corp

Offering
$37.5M
Sold
$37.5M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (27)

Brian D. Jones · New York, NYExecMarc D. Rowan · New York, NYDirectorJohn H. Grady · New York, NYExecJeffrey J. Brown · New York, NYDirectorAnthony D. Civale · New York, NYDirectorHowell D. Wood · New York, NYDirectorC. T. Mcmillen · New York, NYDirectorMark H. Auerbach · New York, NYDirectorEdward M. Weil, Jr · New York, NYExec · DirectorLeonard Batterson · Chicago, ILExecAEI Net Lease Portfolio IV Depositor, LLC · St. Paul, MNDirectorTheresa Mccarthy · San Jose, CADirectorAEI Trust Advisors, Inc · St. Paul, MNDirectorThomas J. Boesen · Greenwood, INDirectorRobert J. Metcalfe · Bedford, MAExec · DirectorPatrick W. Keene · St., Paul, MNDirectorFrank A. Difazio · ISLANDIA, NYExecGreg Y. Henry · AUSTIN, TXDirectorYasheng J. Huang · Bedford, MAExecAndrew Verhalen · San Jose, CAExecSalvatore M. Ferro · ISLANDIA, NYDirectorRob Whitlow · Greenwood, INDirectorCharles H. Rogers · Halifax, MADirectorPorter H. Anderson · Halifax, MADirectorKenneth S. Danielson · Halifax, MADirectorPeter D. Miller · Gainesville, GADirectorMichael Levin · Clifton, NJExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗