Ledger.Open graph →

SEC Form D · filed September 4, 2015

WF Asian Smaller Companies Fund Ltd

Offering

—

Sold

$11.0M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

HONG KONG, Hong Kong

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

Arthur J. Stubbs · Hong Kong, Hong KongDirector William W. Kerr · Hong Kong, Hong KongDirector Carrillo D. Gantner · Hong Kong, Hong KongDirector Scobie D. Ward · Hong Kong, Hong KongDirector Nigel D. Stead · Hong Kong, Hong KongDirector James R. Hodge · Hong Kong, Hong KongDirector John S. Markwalter, Jr · Atlanta, GADirector Brian Weinstein · Irvington, NYDirector Ashees Jain · IRVINGTON, NYDirector Scobie D. Ward · Hong Kong, Hong KongDirector Ohm M. Srinivasan · Boston, MADirector John S. Markwalter, Jr · Atlanta, GADirector Christopher Brown · Ottawa Hills, OHDirector Daniel C. Nall · Toledo, OHDirector Kendall Rose · Arlington, VADirector Geoff Ruddick · Grand Cayman, Cayman IslandsDirector Catalin Chiritescu · Champaign, ILDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗