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SEC Form D · Amendment · filed September 8, 2015

AXA IM Global Emerging Markets Small Cap Fund, LLC

Offering
Sold
$16.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
GREENWICH, CT
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (11)

Travis Pauley · Greenwich, CTExecMarcello Arona · Greenwich, CTExecXavier Thomin · Greenwich, CTExecKurt R. Weise · Iowa City, IAExecJohn M. Morrison · Iowa City, IAExecAdam Neff · Santa Monica, CAExecAxa Investment Managers, Inc · Greenwich, CTPromoterRichard R. Donohue · Iowa City, IAExecSusan R. Evans · Iowa City, IAExecHugh B. Neuharth · LAGUNA HILLS, CAExecAxa Investment Managers, Inc · Greenwich, CTPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗