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SEC Form D · Amendment · filed November 14, 2013

Waddell & Reed Asset Strategy Fund, LLC

Offering
—
Sold
$30.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
OVERLAND PARK, KS
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (16)

Robert E. Thomas · NEW YORK, NYExecDavid E. Glaymon · NEW YORK, NYExecThomas P. Lloyd · Baltimore, MDExecManjit J. Dale · London, United KingdomExecChristopher Fortune · Middleton, WIExecSteven F. Koltes · St Helier, Y9ExecRobert Byron · Chicago, ILExecNichols F. Brian · NEW YORK, NYExec · DirectorWs Management Lllp · JACKSONVILLE, FLExecBrian J. Magnus · London, United KingdomExecJulie Mead · Middleton, WIExecTimothy E. Campbell · Singapore Land Tower, U0ExecPhilip A. Tye · HONG KONG, Hong KongExecGregory T. Donovan · Baltimore, MDExecAndy E. Sassine · San Diego, CAExecJim Pinkin · San Diego, CAExec · Director

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