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SEC Form D · Amendment · filed November 13, 2013

NWQ INVESTMENT MANAGEMENT COMPANY, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
LOS ANGELES, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

D. W. Greig · Foster City, CAExecNathan Day · Grand Cayman, Cayman IslandsExecBrad E. Blake · Foster City, CAExecNuveen Nwq Holdings, Llc · Chicago, ILPromoterThomas E. Bailard · Foster City, CAExecPreston R. Sargent · Foster City, CAExecAshveen Dussoye · Port Louis, O4ExecNuveen Nwq Holdings, Llc · Chicago, ILPromoterNuveen Investments, Inc · Chicago, ILPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗