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SEC Form D · filed June 17, 2015

STIFEL FINANCIAL CORP

Offering

$73.2M

Sold

$73.2M

Exemption

Rule 506(c)

Industry

Other Banking and Financial Services

Location

ST. LOUIS, MO

Type

—

Rule 506(c): private placement that may advertise publicly; all investors must be verified accredited.

People & firms on this filing (47)

Michael W. Brown · St. Louis, MODirector Thomas P. Mulroy · St. Louis, MOExec · Director Frederick O. Hanser · St. Louis, MODirector Mark P. Fisher · St. Louis, MOExec Victor J. Nesi · St. Louis, MOExec · Director James M. Oates · St. Louis, MODirector John P. Dubinsky · St. Louis, MODirector Thomas W. Weisel · St. Louis, MOExec · Director Ben A. Plotkin · St. Louis, MOExec · Director Bruce A. Beda · St. Louis, MODirector Thomas B. Michaud · St. Louis, MOExec · Director Michael J. Zimmerman · St. Louis, MODirector Ronald J. Kruszewski · St. Louis, MOExec · Director David D. Sliney · St. Louis, MOExec Robert E. Grady · St. Louis, MODirector Richard J. Himelfarb · St. Louis, MOExec · Director Kelvin R. Westbrook · St. Louis, MODirector James M. Zemlyak · St. Louis, MOExec · Director Alex C. Finkelstein · Cincinnati, OHDirector James P. Tyler · Rye, NYDirector Jonathan C. Nielsen · Cincinnati, OHDirector David M. Minnick · St. Louis, MOExec James M. Marischen · St. Louis, MOExec Charles A. Dill · St. Louis, MODirector Alton F. Irby Iii · St. Louis, MODirector John P. Arenas · Rye, NYDirector Troy P. Machiela · Rye, NYExec · Director Bruce D. Batkin · New York, NYExec · Director Simon J. Milde · New York, NYExec · Director Gregory M. Pinkus · New York, NYExec · Director Stephen H. Hamrick · New York, NYExec · Director Daniel J. Cooperman · New York, NYExec · Director Sujoy Roy · Washington, Washington, D.C.Exec · Director Paul Del Vecchio · Portland, ORExec · Director Charles B. Mcdermott · Waltham, MAExec · Director Kevin Bitterman · Waltham, MAExec · Director Robert Tepper · Waltham, MAExec · Director Robert Paull · Waltham, MAExec · Director Kim Brazzell · Waltham, MAExec · Director Howard B. Rosen · Waltham, MADirector Mark Iwicki · Waltham, MAExec · Director Rajeev B. Shah · Waltham, MAExec · Director Robert Langer · Waltham, MADirector David M. Minnick · St. Louis, MOExec James M. Marischen · St. Louis, MOExec Charles A. Dill · St. Louis, MODirector Alton F. Irby Iii · St. Louis, MODirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗