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SEC Form D · Amendment · filed January 16, 2015

Cetera Advisors LLC /CO

Offering

—

Sold

$16.5M

Exemption

Rule 506(b)

Industry

Investing

Location

Denver, CO

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (24)

Stan S. Smiley · El Segundo, CAExec Mark B. Shelson · St. Cloud, MNExec Larry S. Roth · El Segundo, CAExec Greg S. Olson · El Segundo, CAExec Brett Harrison · Denver, COExec · Director Cyndi S. Hamel · El Segundo, CAExec Steve S. Dunlap · El Segundo, CAExec · Director Lisa S. Gok · El Segundo, CAExec Bernie Breton · Denver, COExec Mark C. Abrahamsen · New York, NYExec Kyle H. Washington · San Francisco, CAExec Des Quigley · Dublin 2, IrelandExec · Director John H. Aiken · San Francisco, CAExec Erinn Ford · Denver, COExec Alan Ngai · SUNNYVALE, CAExec · Director James G. Latham · Grayson, GAExec James A. Parsons · New Canaan, CTExec Michael W. Rubel · New Canaan, CTExec Pj G. Smith · Southport, CTExec · Director Edward D. Truslow · New Canaan, CTExec Geoffrey G. Faux · Atlanta, GAExec Richard S. Davis · Mooresville, NCExec · Director Erinn Ford · Denver, COExec Bernie Breton · Denver, COExec

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