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SEC Form D · Amendment · filed January 23, 2015

RCS Capital Corp

Offering
$10.0M
Sold
$10.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (19)

Edward M. Weil, Jr · New York, NYExec · DirectorPeter M. Budko · New York, NYDirectorHowell D. Wood · New York, NYDirectorJeffrey J. Brown · New York, NYDirectorBrian D. Nygaard · New York, NYExecThomas C. Mcmillen · New York, NYDirectorMark D. Auerbach · New York, NYDirectorBrian D. Jones · New York, NYExecChristine Youngblood · Berwyn, PADirectorIvan J. Bebek · VANCOUVER, British Columbia, CanadaDirectorYi-Jian Ngo · Seattle, WADirectorJulie Levy · Camarillo, CADirectorTom L. Caughlin · Houston, TXExec · DirectorKatherine L. Kohlmeyer · Houston, TXDirectorGeorge B. Kelly · Houston, TXExec · DirectorJamie Smith · Orlando, FLExec · DirectorRyan Smith · Orlando, FLDirectorOren Katz · New York, NYExecCecil C. Connor · Central Point, ORExec

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