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SEC Form D · Amendment · filed January 23, 2015

RCS Capital Corp

Offering
$1.4M
Sold
$1.4M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (20)

C. T. Mcmillen · New York, NYDirectorPeter M. Budko · New York, NYDirectorJeffrey J. Brown · New York, NYDirectorMark D. Auerbach · New York, NYDirectorBrian D. Nygaard · New York, NYExecBrian D. Jones · New York, NYExecEdward M. Weil, Jr · New York, NYExec · DirectorHowell D. Wood · New York, NYDirectorMark Kingdon · Miami, FLDirectorKeval Desai · Menlo Park, CADirectorKatherine L. Kohlmeyer · Houston, TXDirectorCynthia Ringo · San Francisco, CAExecRyan Smith · Orlando, FLDirectorHenry V. Barry · Palo Alto, CAExec · DirectorMaha Ibrahim · Menlo Park, CAExecJacob Lamm · West Palm Beach, FLDirectorDon J. Burton · West Palm Beach, FLExec · DirectorGreg J. Poulos · West Palm Beach, FLExecDr. Richard J. Bogan · West Palm Beach, FLDirectorSean Heyniger · West Palm Beach, FLDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗