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SEC Form D · filed January 29, 2015

JOHCM Asia ex-Japan Small & Mid-Cap Fund (DST)

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
NEW YORK, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (14)

Gavin M. Rochussen · New York, NYExec · DirectorM. H. Vaughan · New York, NYDirectorScott C. Jones · New York, NYDirectorRobert H. Cresci · New York, NYDirectorEmilio C. Gonzales · New York, NYDirectorBroadfin Capital, LLC · New York, NYDirectorDavid Buzby · Millbrae, CADirectorMichael Smith · Millbrae, CAExec · DirectorKjerstin Hatch · San Francisco, CADirectorJohn Carrington · Millbrae, CAExec · DirectorAkhil D. Saklecha · Irvine, CADirectorKevin Kotler · New York, NYDirectorBroadfin Advisors, LLC · New York, NYDirectorBeaconfire Capital Management LLC · Greenwich, CTDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗