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SEC Form D · filed November 9, 2011

LADENBURG THALMANN FINANCIAL SERVICES INC

Offering

$160.7M

Sold

$160.7M

Exemption

—

Industry

Other Banking and Financial Services

Location

MIAMI, FL

Type

—

People & firms on this filing (24)

Richard J. Rosenstock · Miami, FLDirector Brian S. Genson · Miami, FLDirector Howard M. Lorber · Miami, FLDirector Saul S. Gilinski · Miami, FLDirector Richard J. Lampen · Miami, FLExec · Director Jacqueline M. Simkin · Miami, FLDirector Mark J. Zeitchick · Miami, FLExec · Director Alan K. Lee · Hong Kong, Hong KongDirector Jeffrey S. Podell · Miami, FLDirector Richard M. Krasno · Miami, FLDirector Henry C. Beinstein · Miami, FLDirector Brett J. Kaufman · Miami, FLExec [entity] Gateway V GP Ltd · Hong Kong, Hong KongDirector Thomas Moore · NORTH BRUNSWICK, NJExec · Director James Patton · NORTH BRUNSWICK, NJExec · Director Roni A. Appel · NORTH BRUNSWICK, NJExec Thomas Mckearn · NORTH BRUNSWICK, NJDirector Richard Berman · NORTH BRUNSWICK, NJDirector John Rothman · NORTH BRUNSWICK, NJDirector Mark J. Rosenblum · NORTH BRUNSWICK, NJDirector Brien O'Brien · Chicago, ILDirector Nicholas G. Galakatos · Cambridge, MADirector Ann Hanham · San Francisco, CADirector Gerald W. Faust · PORTLAND, ORDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗