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SEC Form D · filed February 18, 2015

AXA IM U.S. Small Cap Fund, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
GREENWICH, CT
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Xavier Thomin · Greenwich, CTExecMarcello Arona · Greenwich, CTExecAxa Investment Managers, Inc · Greenwich, CTPromoterKurt R. Weise · Iowa City, IAExecJohn M. Morrison · Iowa City, IAExecAxa Investment Managers, Inc · Greenwich, CTPromoterRichard R. Donohue · Iowa City, IAExecSusan R. Evans · Iowa City, IAExecAxa Investment Managers, Inc · Greenwich, CTPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗