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SEC Form D · Amendment · filed March 6, 2015

Whitebox Concentrated Convertible Arbitrage Fund, Ltd

Offering
—
Sold
$137.2M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
ROAD TOWN, TORTOLA, British Virgin Islands
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

Andrew J. Redleaf · Minneapolis, MNExecGeorge B. Bashforth · Camana Bay, Grand Cayman, Cayman IslandsDirectorMark Strefling · Minneapolis, MNExecRichard Mcmillan · Grand Cayman, Cayman IslandsDirectorWilliam Harris · Road Town, British Virgin IslandsDirectorCalum Mckenzie · Road Town, British Virgin IslandsDirectorWhitebox Concentrated Convertible Arbitrage Advisors, Llc · Minneapolis, MNPromoterHisanori Kuroda · Tokyo, M0ExecPeter Shaw · Littleton, COExecWhitebox Concentrated Convertible Arbitrage Advisors, Llc · Minneapolis, MNPromoterNikhil A. Garg · Toronto, Ontario, CanadaDirectorMichael P. Krensavage · New York, NYDirectorGiovanni Govi · London, United KingdomDirectorJerry Baker · Beecher, ILDirectorGlenn Rieger · Ambler, PAExecErik Rasmussen · Ambler, PAExecWhitebox Concentrated Convertible Arbitrage Advisors, Llc · Minneapolis, MNPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗