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SEC Form D · Amendment · filed March 11, 2015

Tradewinds Global Investors, LLC

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
LOS ANGELES, CA
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (13)

John Amboian · Chicago, ILDirectorGlenn Richter · Chicago, ILDirectorEmily Alejos · Los Angeles, CAExec · DirectorAndrew Thelen · Los Angeles, CAExec · DirectorSonya M. Thadhani · Foster City, CAExec · DirectorPromoter and Investment Manager Bailard, Inc · Foster City, CADirectorDiana L. Dessonville · Foster City, CADirectorJeffrey P. Cusack · Los Angeles, CAExecCharles E. Crocker · Foster City, CAExec · DirectorD. W. Greig · Foster City, CADirectorBrad E. Blake · Foster City, CAExec · DirectorErin M. Randolph · Foster City, CAExec · DirectorJeffrey P. Cusack · Los Angeles, CAExec

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