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SEC Form D · filed March 30, 2015

RCS Capital Corp

Offering
$6.3M
Sold
$6.3M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (24)

Mark H. Auerbach · New York, NYDirectorEdward M. Weil, Jr · New York, NYExec · DirectorPeter M. Budko · New York, NYDirectorJohn H. Grady · New York, NYExecBrian D. Jones · New York, NYExecBrian L. Nygaard · New York, NYExecJeffrey J. Brown · New York, NYDirectorC. T. Mcmillen · New York, NYDirectorHowell D. Wood · New York, NYDirectorTheresa Mccarthy · San Jose, CADirectorRobert J. Metcalfe · Bedford, MAExec · DirectorKathryn I. Murtagh · Atlanta, GADirectorFrank A. Difazio · ISLANDIA, NYExecLeonard Batterson · Chicago, ILExecBruce J. Sohn · Bedford, MADirectorYasheng J. Huang · Bedford, MAExecReidar J. Langmo · Bedford, MADirectorAndrew Verhalen · San Jose, CAExec · DirectorDouglas Grant · Northridge, CADirectorSalvatore M. Ferro · ISLANDIA, NYExec · DirectorJohn L. Ciarelli · ISLANDIA, NYDirectorJoseph S. Tantillo, Jr · ISLANDIA, NYDirectorJanet T. Verneuille · ISLANDIA, NYExecMichael Levin · Clifton, NJExec · Director

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