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SEC Form D · filed October 8, 2014

RCS Capital Corp

Offering
$10.0M
Sold
$10.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (23)

Howell D. Wood · New York, NYDirectorJeffrey J. Brown · New York, NYDirectorEdward M. Weil, Jr · New York, NYExec · DirectorBrian D. Jones · New York, NYExecPeter M. Budko · New York, NYExec · DirectorMark D. Auerbach · New York, NYDirectorThomas C. Mcmillen · New York, NYDirectorBrian D. Nygaard · New York, NYExecWilliam M. Kahane · New York, NYDirectorNicholas S. Schorsch · New York, NYExec · DirectorIvan J. Bebek · VANCOUVER, British Columbia, CanadaDirectorYi-Jian Ngo · Seattle, WAExec · DirectorChristine Youngblood · Berwyn, PADirectorJulie Levy · Camarillo, CADirectorTom L. Caughlin · Houston, TXExec · DirectorKatherine L. Kohlmeyer · Houston, TXDirectorGeorge B. Kelly · Houston, TXExec · DirectorJamie Smith · Orlando, FLExec · DirectorRyan Smith · Orlando, FLDirectorOren Katz · New York, NYExecCecil C. Connor · Central Point, ORExecWilliam M. Kahane · New York, NYDirectorNicholas S. Schorsch · New York, NYExec · Director

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