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SEC Form D · Amendment · filed October 9, 2014

MacKay Shields Defensive Bond Arbitrage Fund Ltd

Offering
—
Sold
$368.9M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Hamilton, Bermuda
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Dan P. Roberts · New York, NYDirectorLucille P. Protas · New York, NYDirectorDawn C. Griffiths · Hamilton, BermudaDirectorCarlos B. Ferreira · Irvine, CADirectorDawn C. Griffiths · Hamilton, BermudaDirectorMcCaslin Barrow Henderson, LLC · Dallas, TXDirectorBradley R. Goldman · Fort Lee, NJDirectorDennison T. Veru · Fort Lee, NJDirectorNeil C. Gray · Grand Cayman, Cayman IslandsDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗