SEC Form D · Amendment · filed November 13, 2014
StocksPLUS, L.P
Offering
—
Sold
$4.8B
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
NEWPORT BEACH, CA
Type
Pooled fund
Rule 506(b): private placement to accredited investors, no public advertising.
People & firms on this filing (130)
Peter G. Strelow · Newport Beach, CAExecJoshua T. Thimons · Newport Beach, CAExecRobert O. Young · Newport Beach, CAExecDavid C. Lown · Newport Beach, CAExecSabrina C. Callin · Newport Beach, CAExecRichard R. Lebrun · Newport Beach, CAExecBrent L. Holden · Newport Beach, CAExecJonathan D. Short · Newport Beach, CAExecJohn M. Miller · Santa Monica, CAExecMohit P. Mittal · Newport Beach, CAExecCurtis A. Mewbourne · Newport Beach, CAExecJames F. Moore · Newport Beach, CAExecMark R. Kiesel · Newport Beach, CAExecRavinder K. Mattu · Newport Beach, CAExecPaul A. Mcculley · Newport Beach, CAExecScott A. Mather · Newport Beach, CAExecChris P. Dialynas · Newport Beach, CAExecWendy W. Cupps · Newport Beach, CAExecJennifer E. Durham · Newport Beach, CAExecAlfred T. Murata · Newport Beach, CAExecSusan L. Wilson · Newport Beach, CAExecThibault C. Stracke · Newport Beach, CAExecQi G. Wang · Newport Beach, CAExecAndrew T. Vaden · Newport Beach, CAExecDouglas J. Ongaro · Newport Beach, CAExecJennifer S. Bridwell · Newport Beach, CAExecDaniel J. Ivascyn · Newport Beach, CAExecMichael A. Gomez · Newport Beach, CAExecLew W. Jacobs Iv · NEWPORT BEACH, CAExecSuhail H. Dada · Newport Beach, CAExecCandice S. Whitten · Newport Beach, CAExecWilliam G. De Leon · Newport Beach, CAExecStephen A. Rodosky · Newport Beach, CAExecJerome M. Schneider · Newport Beach, CAExecDavid C. Flattum · Newport Beach, CAExecDouglas M. Hodge · Newport Beach, CAExec · DirectorSudesh N. Mariappa · Newport Beach, CAExecMohsen G. Fahmi · Newport Beach, CAExecThomas J. Otterbein · Newport Beach, CAExecVineer H. Bhansali · Newport Beach, CAExecSaumil H. Parikh · Newport Beach, CAExecEric M. Sutherland · Newport Beach, CAExecBrent R. Harris · Newport Beach, CAExec · DirectorMihir P. Worah · Newport Beach, CAExecEdward K. Devlin · Newport Beach, CAExecCraig A. Dawson · Newport Beach, CAExecPacific Investment Management Company Llc · NEWPORT BEACH, CAPromoterStocksplus Management Inc · Newport Beach, CAPromoterICONIQ Capital, LLC · San Francisco, CAExecRobert O. Young · Newport Beach, CAExecAnthony F. Taparo · Nashville, TNExecMasaki Okada · Grand Cayman, Cayman IslandsExecJohn S. Ball · NORWALK, CTExec · DirectorFrank D. Ruffo · Malvern, PAExecStuart D. Shanler · Malvern, PAExecMark S. Colella · Sunnyvale, CAExecDonald Kramer · Houston, TXExecAshutosh Dhodapkar · Fremont, CAExec · DirectorMichael B. De Santis · Novato, CAExecMichael James · Newport Beach, CAExecJames D. Beeton · Pasadena, CAExecCandice S. Whitten · Newport Beach, CAExecLeslie A. Osborn · NORWALK, CTExecTrent W. Walker · Newport Beach, CAExecSteven L. Jones · Newport Beach, CAExecArthur Y. Ong · Newport Beach, CAExecErik C. Brown · Newport Beach, CAExecJohn P. Hardaway · Newport Beach, CAExecJonanthan L. Horne · Newport Beach, CAExecMichael H. Puntoriero · Newport Beach, CAExecArthur J. Hastings · Newport Beach, CAExecStocksplus Management Inc · Newport Beach, CAPromoterColleen C. Martin · Newport Beach, CAExecThomas Foster · Houston, TXExec · DirectorHarry Fleming · Houston, TXExecRichard Ganley · Houston, TXExecJennifer Pfahler · Houston, TXExecDaniel S. Janney · Sunnyvale, CAExecPatricia K. Scheller · Sunnyvale, CAExecCarl S. Simpson · Sunnyvale, CAExecBrigitte K. Smith · Sunnyvale, CAExecKenneth C. Mitchell · Nashville, TNExecDarrel L. Naish · Nashville, TNExecStephen A. Tullman · Malvern, PAExecJohn F. Crysel · Nashville, TNExecRonald L. Brank · Nashville, TNExecC. A. Phillips · Pasadena, CAExecAdam D. Lander · Boston, MAExecSookraj E. Seechurn · Ebene, O4ExecChristopher Powala · Malvern, PAExecBrian Hopkins · Cleveland, OHExecNeal Walker · Malvern, PAExecKamil D. Ali-Jackson · Malvern, PAExecCory Whitaker · Richardson, TXExecBowie Equity LLC · Richardson, TXExecBowie Capital GP LP · Richardson, TXExecRyan Hummer · Cleveland, OHExecPatrick A. Spellman · NORWALK, CTExecChristine C. Carsman · NORWALK, CTExecEric Rakowski · NORWALK, CTExecSusan L. Giacin · SAN FRANCISCO, CAExecDonald S. Rumery · NORWALK, CTExecKeitha L. Kinne · NORWALK, CTExecJeffrey T. Cerutti · NORWALK, CTExecKurt Keilhacker · NORWALK, CTExec · DirectorSheldon L. Chang · SAN FRANCISCO, CAExecVictoria Sassine · NORWALK, CTExecSharon M. Tsao · Philadelphia, PAExecWilliam C. Dunkelberg · Philadelphia, PAExecFarrell M. Ender · Philadelphia, PAExecRobert F. Mccadden · Philadelphia, PAExecObvious Ventures Management, L.L.C · SAN FRANCISCO, CAExecGlen J. Vanic · Minneapolis, MNExecAndrew T. Vaden · Newport Beach, CAExecEric J. Mogelof · Newport Beach, CAExecCraig A. Dawson · Newport Beach, CAExecAkinori A. Matsui · Newport Beach, CAExecRavi A. Mattu · Newport Beach, CAExecWilliam G. De Leon · Newport Beach, CAExecTrent W. Walker · Newport Beach, CAExecPacific Investment Management Company Llc · Newport Beach, CAPromoterSteven L. Jones · Newport Beach, CAExecArthur Y. Ong · Newport Beach, CAExecErik C. Brown · Newport Beach, CAExecJohn P. Hardaway · Newport Beach, CAExecJonanthan L. Horne · Newport Beach, CAExecMichael H. Puntoriero · Newport Beach, CAExecArthur J. Hastings · Newport Beach, CAExecStocksplus Management Inc · Newport Beach, CAPromoterColleen C. Martin · Newport Beach, CAExec
Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗