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SEC Form D · Amendment · filed November 14, 2014

Waddell & Reed Asset Strategy Fund, LLC

Offering

—

Sold

$30.3M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

OVERLAND PARK, KS

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (25)

Michael L. Avery · Overland Park, KSExec David E. Glaymon · NEW YORK, NYExec Nichols F. Brian · NEW YORK, NYExec · Director Cynthia L. Lagree · Overland Park, KSExec Nikki F. Newton · Overland Park, KSExec Brian J. Magnus · London, United KingdomExec Robert Byron · Chicago, ILExec Jim Pinkin · San Diego, CAExec · Director Kurt A. Sundeen · Overland Park, KSExec Mark P. Buyle · Overland Park, KSExec John E. Sundeen · Overland Park, KSExec Gregory T. Donovan · Baltimore, MDExec Christopher Fortune · Middleton, WIExec Julie Mead · Middleton, WIExec Philip A. Tye · HONG KONG, Hong KongExec Robert E. Thomas · NEW YORK, NYExec Andy E. Sassine · San Diego, CAExec Ryan F. Caldwell · Overland Park, KSExec Adlynn K. Harte · Overland Park, KSExec Steven F. Koltes · St Helier, Y9Exec Ws Management Lllp · JACKSONVILLE, FLExec Manjit J. Dale · London, United KingdomExec Henry J. Herrmann · Overland Park, KSExec · Director Thomas P. Lloyd · Baltimore, MDExec Timothy E. Campbell · Singapore Land Tower, U0Exec

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