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SEC Form D · Amendment · filed November 14, 2014

Waddell & Reed Asset Strategy Fund, LLC

Offering

—

Sold

$30.3M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

OVERLAND PARK, KS

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (25)

Nikki F. Newton · Overland Park, KSExec John E. Sundeen · Overland Park, KSExec Michael L. Avery · Overland Park, KSExec Mark P. Buyle · Overland Park, KSExec Adlynn K. Harte · Overland Park, KSExec Kurt A. Sundeen · Overland Park, KSExec Cynthia L. Lagree · Overland Park, KSExec Henry J. Herrmann · Overland Park, KSExec · Director Ryan F. Caldwell · Overland Park, KSExec Robert Byron · Chicago, ILExec David E. Glaymon · NEW YORK, NYExec Christopher Fortune · Middleton, WIExec Manjit J. Dale · London, United KingdomExec Steven F. Koltes · St Helier, Y9Exec Robert E. Thomas · NEW YORK, NYExec Thomas P. Lloyd · Baltimore, MDExec Nichols F. Brian · NEW YORK, NYExec · Director Ws Management Lllp · JACKSONVILLE, FLExec Brian J. Magnus · London, United KingdomExec Julie Mead · Middleton, WIExec Timothy E. Campbell · Singapore Land Tower, U0Exec Philip A. Tye · HONG KONG, Hong KongExec Gregory T. Donovan · Baltimore, MDExec Andy E. Sassine · San Diego, CAExec Jim Pinkin · San Diego, CAExec · Director

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