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SEC Form D · Amendment · filed November 19, 2014

RCS CAPITAL MANAGEMENT, LLC

Offering
$15.3M
Sold
$15.3M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (13)

Brian D. Jones · New York, NYExecPeter M. Budko · New York, NYExec · PromoterNicholas S. Schorsch · New York, NYExec · PromoterEdward M. Weil, Jr · New York, NYExec · PromoterWilliam M. Kahane · New York, NYExec · PromoterBrian S. Block · New York, NYPromoterLeonard Batterson · Chicago, ILExecYasheng J. Huang · Bedford, MAExec · PromoterFranciscus J. Van Mierlo · Bedford, MAExec · PromoterBruce J. Sohn · Bedford, MAExec · PromoterReidar J. Langmo · Bedford, MAExec · PromoterRobert J. Metcalfe · Bedford, MAExec · PromoterMichael Levin · Clifton, NJExec · Promoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗