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SEC Form D · Amendment · filed December 4, 2014

AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC

Offering
Sold
$11.7M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
DURHAM, NC
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Amundi Smith Breeden LLC · Durham, NCExec · PromoterMichael J. Giarla · Durham, NCExecStephen A. Eason · Durham, NCExecTodd A. Overbergen · HOUSTON, TXExec · PromoterCharles Vita · Coxsackie, NYExecPeter B. Kellner · New York, NYExecJoshua T. Davis · HOUSTON, TXExecRobert T. Ladd · HOUSTON, TXExec · PromoterDavid B. Frazee · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗