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SEC Form D · Amendment · filed December 23, 2014

GAI Aurora Opportunities Fund, LLC

Offering
—
Sold
$133.6M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Charlotte, NC
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (34)

James F. Angelos · Charlotte, NCExecAdam I. Taback · Charlotte, NCExec · DirectorJonathan I. Hook · Charlotte, NCDirectorJames I. Hille · Charlotte, NCDirectorBritta P. Patterson · Charlotte, NCExec · DirectorDennis I. Schmal · Charlotte, NCDirectorSean F. Nicolosi · Boston, MAExec · DirectorMichael F. Roman · Boston, MAExecJames I. Dunn · Charlotte, NCDirectorStephen I. Golding · Charlotte, NCDirectorJames I. Dean · Charlotte, NCDirectorWells Fargo Investment Institute, Inc · Charlotte, NCPromoterSusan Yashar · New York, NYDirectorDavid Bree · Grand Cayman, Cayman IslandsExec · DirectorMichael A. Levin · Columbus, OHExecTuan Ho · Cambridge, MADirectorDavid K. Spohr · New York, NYDirectorSamantha M. Roberts · Minot, NDDirectorDoug C. Pica · San Bruno, CAExec · DirectorKurt Locher · Grand Cayman, Cayman IslandsExec · DirectorJonathan Hirtle · WEST CONSHOHOCKEN, PAExecWells Fargo Investment Institute, Inc · Charlotte, NCPromoterMark Friess · Lake Oswego, ORExec · DirectorDon Ebanks · Grand Cayman, Cayman IslandsExec · DirectorTimothy Caffrey · Wellesley, MAExec · DirectorJeffrey A. Coopersmith · Columbus, OHExecRobert Zion · WEST CONSHOHOCKEN, PAExecJessica C. Benton · Brooklyn, NYDirectorPatrick Chung · Cambridge, MADirectorAndrew Mccollum · Cambridge, MADirectorDaniel Bauman · Elmhurst, ILDirectorKenneth A. Shewer · New York, NYDirectorJohn A. Harju · Minot, NDDirectorWells Fargo Investment Institute, Inc · Charlotte, NCPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗