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SEC Form D · Amendment · filed December 23, 2014

GAI Agility Income Fund

Offering
Sold
$533.4M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Charlotte, NC
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (34)

Adam I. Taback · Charlotte, NCExec · DirectorStephen I. Golding · Charlotte, NCDirectorJames I. Dunn · Charlotte, NCDirectorDennis I. Schmal · Charlotte, NCDirectorJonathan I. Hook · Charlotte, NCDirectorSean F. Nicolosi · Boston, MAExecJames I. Hille · Charlotte, NCDirectorBritta P. Patterson · Charlotte, NCExec · DirectorJames F. Angelos · Charlotte, NCExecJames I. Dean · Charlotte, NCDirectorMichael F. Roman · Boston, MAExecWells Fargo Investment Institute, Inc · Charlotte, NCPromoterTuan Ho · Cambridge, MADirectorDavid Bree · Grand Cayman, Cayman IslandsExec · DirectorSamantha M. Roberts · Minot, NDDirectorDavid K. Spohr · New York, NYDirectorDoug C. Pica · San Bruno, CAExec · DirectorKurt Locher · Grand Cayman, Cayman IslandsExecJonathan Hirtle · WEST CONSHOHOCKEN, PAExecSusan Yashar · New York, NYDirectorMichael A. Levin · Columbus, OHExecWells Fargo Investment Institute, Inc · Charlotte, NCPromoterMark Friess · Lake Oswego, ORExec · DirectorDon Ebanks · Grand Cayman, Cayman IslandsExecTimothy Caffrey · Wellesley, MAExec · DirectorJeffrey A. Coopersmith · Columbus, OHExecRobert Zion · WEST CONSHOHOCKEN, PAExecJessica C. Benton · Brooklyn, NYDirectorPatrick Chung · Cambridge, MADirectorAndrew Mccollum · Cambridge, MADirectorDaniel Bauman · Elmhurst, ILDirectorKenneth A. Shewer · New York, NYDirectorJohn A. Harju · Minot, NDDirectorWells Fargo Investment Institute, Inc · Charlotte, NCPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗