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SEC Form D · Amendment · filed December 23, 2014

GAI Agility Income Fund

Offering
—
Sold
$533.4M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Charlotte, NC
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (34)

Dennis I. Schmal · Charlotte, NCDirectorJames I. Dean · Charlotte, NCDirectorWells Fargo Investment Institute, Inc · Charlotte, NCPromoterWells Fargo Investment Institute, Inc · Charlotte, NCPromoterSusan Yashar · New York, NYDirectorJonathan I. Hook · Charlotte, NCDirectorKenneth A. Shewer · New York, NYDirectorJames F. Angelos · Charlotte, NCExecTuan Ho · Cambridge, MADirectorSamantha M. Roberts · Minot, NDDirectorDavid Bree · Grand Cayman, Cayman IslandsExec · DirectorJessica C. Benton · Brooklyn, NYDirectorKurt Locher · Grand Cayman, Cayman IslandsExecAdam I. Taback · Charlotte, NCExec · DirectorTimothy Caffrey · Wellesley, MAExec · DirectorSean F. Nicolosi · Boston, MAExecDaniel Bauman · Elmhurst, ILDirectorPatrick Chung · Cambridge, MADirectorMark Friess · Lake Oswego, ORExec · DirectorMichael A. Levin · Columbus, OHExecStephen I. Golding · Charlotte, NCDirectorJames I. Hille · Charlotte, NCDirectorJeffrey A. Coopersmith · Columbus, OHExecMichael F. Roman · Boston, MAExecDon Ebanks · Grand Cayman, Cayman IslandsExecDavid K. Spohr · New York, NYDirectorAndrew Mccollum · Cambridge, MADirectorWells Fargo Investment Institute, Inc · Charlotte, NCPromoterRobert Zion · WEST CONSHOHOCKEN, PAExecJonathan Hirtle · WEST CONSHOHOCKEN, PAExecJohn A. Harju · Minot, NDDirectorJames I. Dunn · Charlotte, NCDirectorDoug C. Pica · San Bruno, CAExec · DirectorBritta P. Patterson · Charlotte, NCExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗