Ledger.Open graph →
SEC Form D · Amendment · filed March 19, 2024

OPTIONS CLEARING CORP

Offering
Sold
$740K
Exemption
Rule 506(c)
Industry
Other
Location
CHICAGO, IL
Type

Rule 506(c): private placement that may advertise publicly; all investors must be verified accredited.

People & firms on this filing (94)

Maria R. Chiodi · New York, NYDirectorDavid A. Hoag · Chicago, ILExecStephen C. Luparello · Alexandria, VADirectorStuart M. Bourne · New York, NYDirectorAlicia M. Crighton · New York, NYDirectorAlice P. White · Arlington, VADirectorJoseph C. Lewis · New York, NYDirectorRobert A. Hocking · Chicago, ILDirectorRoland C. Chai · Stockholm, V7DirectorHugo A. Mugica · Chicago, ILExecCraig S. Donohue · Sea Island, GADirectorMichael A. Nowak · Chicago, ILExecThomas R. Cardello · Stamford, CTDirectorDaniel T. Busby · Chicago, ILExecJennifer Baum · Chicago, ILExecKevin J. Kennedy · Philadelphia, PADirectorMike M. Hansen · Chicago, ILExecMegan M. Cohen · Chicago, ILExecFaris C. Matalka · Chicago, ILDirectorMark J. Morrison · Chicago, ILExecAndrej M. Bolkovic · Chicago, ILExec · DirectorThomas A. Frank · Greenwich, CTDirectorSusan E. Lester · San Diego, CADirectorMark M. Dehnert · New York, NYDirectorJulie W. Bauer · Chicago, ILExecBoudewijn C. Duinstra · Chicago, ILDirectorMassimo C. Cutuli · Chicago, ILExecVishal A. Thakkar · Chicago, ILExecPeter A. Maragos · Jersey City, NJDirectorCarla P. Dawson · Chicago, ILExecElizabeth K. King · New York, NYDirectorMark Kvamme · Columbus, OHDirectorMitchell Kahn · Toronto, Ontario, CanadaExecWilliam L. Cooke · AUBURN HILLS, MIExecMark Phd. Wingertzahn · Toronto, Ontario, CanadaDirectorVincent L. Wu · Menlo Park, CAExecBryce A. Kam · Menlo Park, CADirectorBoudewijn C. Duinstra · Chicago, ILDirectorSade Investors GP LLC · Wilmington, DEExec · DirectorMassimo C. Cutuli · Chicago, ILExecPatrick L. Cavanagh · AUBURN HILLS, MIExecFaris C. Matalka · Chicago, ILDirectorStephen C. Luparello · Alexandria, VADirectorRoland C. Chai · Stockholm, V7DirectorPeter A. Maragos · Jersey City, NJDirectorRonald L. Kirkby · BROOKLYN, NYDirectorZed Wang · Toronto, Ontario, CanadaDirectorAriel Garcia · New York, NYExecJoseph C. Lewis · New York, NYDirectorKeren Aliat · TEL AVIV, L3DirectorPhillippe L. Camu · New York, NYDirectorNathan Richey · ELMHURST, ILExecJeri Frank · Cedar Rapids, IAExecYehuda Schmukler · Los Angeles, CAExecYonaton Sade · NEW YORK, NYExecDaniel Carcillo · Toronto, Ontario, CanadaExecNaveen K. Vavilala · FAIRFAX, VADirectorCraig S. Donohue · Sea Island, GADirectorRobert A. Hocking · Chicago, ILDirectorAgmen Asset Management LLC · Los Angeles, CAExecJames A. Illikman · AUBURN HILLS, MIDirectorMeaghan C. Dugan · New York, NYDirectorDave Neustaedter · San Diego, CADirectorDoublas J. Smorag · Beachwood, OHDirectorMark Galvin · Portsmouth, NHDirectorDaniel Feiner · Greenwood Village, CODirectorSuzanne Niemeyer · BERWYN, PAExecMatt Price · San Diego, CADirectorJohn Reeves · Sheridan, WYExecFoy H. Tatum · Montgomery, ALDirectorAlexander Harrington · New York, NYExecJohn C. Van Leeuwen · Lake Oswego, ORExecDoug C. Fettig · Lake Oswego, ORExecRoy Rose · Lake Oswego, ORDirectorGrant C. Diggles · Lake Oswego, ORExecJason B. Thompson · Carson City, NVExecAndrew Platt · Wayzata, MNExecJohn Cowan · Las Vegas, NVExecJames Thomason · Las Vegas, NVDirectorKwahm Hepburn · GRN CV SPGS, FLExec · DirectorSteven T. Gregory · San Luis Obispo, CAExecScott Bryce · Punta Gorda, FLDirectorJohn Boynton · Boston, MAExecAaron Stearns · WINTER PARK, FLDirectorHeinrich Zetlmayer · Steinhausen, V8DirectorSteve G. Winick · Old Westbury, NYDirectorLeo G. Guthart · Old Westbury, NYDirectorBen Jacobson · Boynton Beach, FLDirectorKeith Ahrens · Winter Park, FLDirectorTyler Bloechinger · Winter Park, FLDirectorCharles B. Fox · Nashville, TNExecGregory Meerbaum · Winter Park, FLDirectorElizabeth K. King · New York, NYDirectorMeaghan C. Dugan · New York, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗