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SEC Form D · filed August 12, 2014

LADENBURG THALMANN FINANCIAL SERVICES INC

Offering
$9.0M
Sold
$9.0M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
MIAMI, FL
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (30)

Henry C. Beinstein · Miami, FLDirectorMark J. Zeitchick · Miami, FLExec · DirectorRichard M. Krasno · Miami, FLDirectorRichard J. Rosenstock · Miami, FLDirectorRichard J. Lampen · Miami, FLExec · DirectorHoward M. Lorber · Miami, FLDirectorAdam M. Malamed · Miami, FLExecBrian S. Genson · Miami, FLDirectorSaul S. Gilinski · Miami, FLDirectorBrett J. Kaufman · Miami, FLExecJoseph M. Giovanniello, Jr · Miami, FLExecJacqueline M. Simkin · Miami, FLDirectorDmitry M. Kolosov · Miami, FLDirectorAlan K. Lee · Hong Kong, Hong KongDirectorJeffrey S. Podell · Miami, FLDirector[entity] Gateway V GP Ltd · Hong Kong, Hong KongDirectorThomas Moore · NORTH BRUNSWICK, NJExec · DirectorJames Patton · NORTH BRUNSWICK, NJExec · DirectorRoni A. Appel · NORTH BRUNSWICK, NJExecThomas Mckearn · NORTH BRUNSWICK, NJDirectorRichard Berman · NORTH BRUNSWICK, NJDirectorJohn Rothman · NORTH BRUNSWICK, NJDirectorMark J. Rosenblum · NORTH BRUNSWICK, NJDirectorBrien O'Brien · Chicago, ILDirectorNicholas G. Galakatos · Cambridge, MADirectorAnn Hanham · San Francisco, CADirectorGerald W. Faust · PORTLAND, ORDirectorDavid L. Mathus · New York, NYDirectorDirck T. Schou, Jr · Seattle, WAExecKenneth Sim · Alhambra, CAExec

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