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SEC Form D · filed August 13, 2014

FORT WARREN OPPORTUNITIES OFFSHORE FUND, LTD

Offering
—
Sold
$149.5M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
GEORGE TOWN, GRAND CAYMAN, Cayman Islands
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Barry A. Cottle · Tustin, CADirectorStephen M. Juelsgaard · Santa Fe, NMDirector · PromoterRalph B. Riccardi · Dallas, TXDirector · PromoterL. J. Wilkerson · Santa Fe, NMDirectorFort Warren Capital Management, Lp · Boston, MAPromoterSean M. Hagberg · Santa Fe, NMDirectorTodd R. Cottle · Tustin, CADirectorSteven M. Gluckstern · Santa Fe, NMDirector · PromoterNEF Assignment Corporation · Chicago, ILDirector · Promoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗