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SEC Form D · filed August 21, 2014

LADENBURG THALMANN FINANCIAL SERVICES INC

Offering

$13.0M

Sold

$13.0M

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

MIAMI, FL

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (30)

Brian S. Genson · Miami, FLDirector Joseph M. Giovanniello, Jr · Miami, FLExec Mark J. Zeitchick · Miami, FLExec · Director Richard J. Lampen · Miami, FLExec · Director Jeffrey S. Podell · Miami, FLDirector Dmitry M. Kolosov · Miami, FLDirector Jacqueline M. Simkin · Miami, FLDirector Howard M. Lorber · Miami, FLDirector Saul S. Gilinski · Miami, FLDirector Alan K. Lee · Hong Kong, Hong KongDirector Richard M. Krasno · Miami, FLDirector Adam M. Malamed · Miami, FLExec Brett J. Kaufman · Miami, FLExec Richard J. Rosenstock · Miami, FLDirector Henry C. Beinstein · Miami, FLDirector [entity] Gateway V GP Ltd · Hong Kong, Hong KongDirector Thomas Moore · NORTH BRUNSWICK, NJExec · Director James Patton · NORTH BRUNSWICK, NJExec · Director Roni A. Appel · NORTH BRUNSWICK, NJExec Thomas Mckearn · NORTH BRUNSWICK, NJDirector Richard Berman · NORTH BRUNSWICK, NJDirector John Rothman · NORTH BRUNSWICK, NJDirector Mark J. Rosenblum · NORTH BRUNSWICK, NJDirector Brien O'Brien · Chicago, ILDirector Nicholas G. Galakatos · Cambridge, MADirector Ann Hanham · San Francisco, CADirector Gerald W. Faust · PORTLAND, ORDirector David L. Mathus · New York, NYDirector Dirck T. Schou, Jr · Seattle, WAExec Kenneth Sim · Alhambra, CAExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗