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SEC Form D · filed August 21, 2014

LADENBURG THALMANN FINANCIAL SERVICES INC

Offering

$13.0M

Sold

$13.0M

Exemption

Rule 506(b)

Industry

Other Banking and Financial Services

Location

MIAMI, FL

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (30)

Saul S. Gilinski · Miami, FLDirector David L. Mathus · New York, NYDirector Thomas Mckearn · NORTH BRUNSWICK, NJDirector Gerald W. Faust · PORTLAND, ORDirector John Rothman · NORTH BRUNSWICK, NJDirector Richard J. Lampen · Miami, FLExec · Director Richard J. Rosenstock · Miami, FLDirector James Patton · NORTH BRUNSWICK, NJExec · Director Roni A. Appel · NORTH BRUNSWICK, NJExec Brett J. Kaufman · Miami, FLExec Mark J. Zeitchick · Miami, FLExec · Director Nicholas G. Galakatos · Cambridge, MADirector Thomas Moore · NORTH BRUNSWICK, NJExec · Director Dmitry M. Kolosov · Miami, FLDirector Alan K. Lee · Hong Kong, Hong KongDirector Kenneth Sim · Alhambra, CAExec Joseph M. Giovanniello, Jr · Miami, FLExec Mark J. Rosenblum · NORTH BRUNSWICK, NJDirector Dirck T. Schou, Jr · Seattle, WAExec Richard Berman · NORTH BRUNSWICK, NJDirector Ann Hanham · San Francisco, CADirector Howard M. Lorber · Miami, FLDirector Richard M. Krasno · Miami, FLDirector Jeffrey S. Podell · Miami, FLDirector Jacqueline M. Simkin · Miami, FLDirector Brien O'Brien · Chicago, ILDirector Henry C. Beinstein · Miami, FLDirector Adam M. Malamed · Miami, FLExec Brian S. Genson · Miami, FLDirector [entity] Gateway V GP Ltd · Hong Kong, Hong KongDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗