Ledger.Open graph →
SEC Form D · Amendment · filed September 11, 2014

NZC GUGGENHEIM FUND LLC

Offering
Sold
$993.9M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
New York, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (14)

Christopher G. Herrmann · Columbia, MDExecDavid Milstein · San Carlos, CAExecBeth Haddock · New York, NYExecMichael P. Damaso · New York, NYExecSatoshi Sugie · San Carlos, CAExecChris Kolodziejski · Camarillo, CAExecGuggenheim Partners Investment Management, Llc · New York, NYExecChristopher M. Cashman · Ambler, PAExecJames Erickson · PLYMOUTH, MNExecMatthew Strobeck · PLYMOUTH, MNExecJeffrey R. Connolly · Columbia, MDExecJeff L. Lackey · Indianapolis, INExecZachary Barasz · Gaithersburg, MDExecGuggenheim Partners Investment Management, Llc · New York, NYExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗