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SEC Form D · Amendment · filed September 11, 2014

Guggenheim High-Yield Plus Fund SPC

Offering
—
Sold
$571.2M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Grand Cayman, Cayman Islands
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (19)

Mark Gaulin · Rosemont, ILDirectorSatoshi Sugie · San Carlos, CAExecChristopher G. Herrmann · Columbia, MDExecDavid Milstein · San Carlos, CAExecGary Koch · Woodland Hills, CAExecBeth Haddock · New York, NYExecMichael P. Damaso · New York, NYExecKevin H. Gunderson · New York, NYExecGuggenheim Partners Investment Management, Llc · New York, NYPromoterJasper E. Wheeler · New York, NYDirectorThomas Tillett · Ambler, PAExecJames Erickson · PLYMOUTH, MNExecMatthew Strobeck · PLYMOUTH, MNExecJeffrey R. Connolly · Columbia, MDExecJeff L. Lackey · Indianapolis, INExecKim L. Glaze · Indianapolis, INExecZachary Barasz · Gaithersburg, MDExecCarrie S. Bunton · Grand Cayman, Cayman IslandsDirectorGuggenheim Partners Investment Management, Llc · New York, NYPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗