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SEC Form D · Amendment · filed June 28, 2023

WM Alternatives TOPS Long/Short Equity Fund LLC

Offering
—
Sold
$112.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
WILMINGTON, DE
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (11)

Marshall Wace Llp · London, United KingdomExecJean F. Tormo · New York, NYDirectorJohn Rood · San Jose, CADirectorLyxor Asset Management Inc · New York, NYExecMichelle Hatfield · Chattanooga, TNDirectorLyxor Asset Management Inc · New York, NYExecJason F. Hubschman · New York, NYDirectorAndrew Dabinett · New York, NYDirectorMarshall Wace Llp · London, United KingdomExecChris Hadfield · San Jose, CADirectorDaniel Umfleet · Chattanooga, TNDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗