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SEC Form D · filed January 10, 2023

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Offering
$15.0M
Sold
$15.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Rye, NY
Type
Other Investment Fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (32)

Thomas H. Dinsmore · Rye, NYDirectorDaniel D. Harding · Rye, NYDirectorKuni D. Nakamura · Rye, NYDirectorE. V. Cerutti · Rye, NYDirectorVincent D. Enright · Rye, NYDirectorLeslie F. Foley · Rye, NYDirectorJohn H. Birch · Rye, NYDirectorWerner J. Roeder · Rye, NYDirectorAnthonie C. Van Ekris · Rye, NYDirectorAnthony S. Colavita · Rye, NYDirectorSalvatore J. Zizza · Rye, NYDirectorLaurissa M. Martire · Rye, NYExecJohn C. Ball · Rye, NYExecAgnes J. Mullady · Rye, NYDirectorPeter J. Goldstein · Rye, NYExecMichael J. Melarkey · Rye, NYDirectorRaghuram Selvaraju · CH-1202 Geneva, V8DirectorAnas A. Kassas · Houston, TXDirectorKarl E. Israelsen · Holladay, UTDirectorSanjay Jeyakumar · San Francisco, CADirectorJohn A. Paulos · Houston, TXDirectorJack Weinstein · CH-1202 Geneva, V8DirectorEvan Reiser · San Francisco, CADirectorBlue Field Strategic GP · Holladay, UTDirectorMohamad H. Makhzoumi · Menlo Park, CADirectorAnthony Gabriel · El Segundo, CADirectorSteve Tumbarello · El Segundo, CADirectorBrian C. Lentz · Minneapolis, MNDirectorWilliam D. Fisher, Jr · Minneapolis, MNDirectorRobert S. Bergmann · Minneapolis, MNDirectorDavid Basner · New York, NYDirectorInvestment Adviser SJW Investments, LLC · WASHINGTON, Washington, D.C.Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗