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SEC Form D · filed January 10, 2023

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Offering
$15.0M
Sold
$15.0M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Rye, NY
Type
Other Investment Fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (32)

Anthony Gabriel · El Segundo, CADirectorSteve Tumbarello · El Segundo, CADirectorDaniel D. Harding · Rye, NYDirectorAnas A. Kassas · Houston, TXDirectorEvan Reiser · San Francisco, CADirectorBrian C. Lentz · Minneapolis, MNDirectorBlue Field Strategic GP · Holladay, UTDirectorJohn A. Paulos · Houston, TXDirectorMohamad H. Makhzoumi · Menlo Park, CADirectorThomas H. Dinsmore · Rye, NYDirectorVincent D. Enright · Rye, NYDirectorJack Weinstein · CH-1202 Geneva, V8DirectorJohn H. Birch · Rye, NYDirectorWilliam D. Fisher, Jr · Minneapolis, MNDirectorDavid Basner · New York, NYDirectorAgnes J. Mullady · Rye, NYDirectorLeslie F. Foley · Rye, NYDirectorKarl E. Israelsen · Holladay, UTDirectorSalvatore J. Zizza · Rye, NYDirectorWerner J. Roeder · Rye, NYDirectorKuni D. Nakamura · Rye, NYDirectorE. V. Cerutti · Rye, NYDirectorRaghuram Selvaraju · CH-1202 Geneva, V8DirectorInvestment Adviser SJW Investments, LLC · WASHINGTON, Washington, D.C.DirectorLaurissa M. Martire · Rye, NYExecAnthony S. Colavita · Rye, NYDirectorRobert S. Bergmann · Minneapolis, MNDirectorJohn C. Ball · Rye, NYExecPeter J. Goldstein · Rye, NYExecMichael J. Melarkey · Rye, NYDirectorSanjay Jeyakumar · San Francisco, CADirectorAnthonie C. Van Ekris · Rye, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗