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SEC Form D · filed September 8, 2022

Warren James, Inc

Offering

$958K

Sold

$958K

Exemption

Rule 506(b)

Industry

Other

Location

CHARLOTTE, NC

Type

—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Saurabh Shah · Los Angeles, CAExec Benjamin Wiedner · Stuart, FLExec · Director Kevin Ramsey · Charlotte, NCExec · Director Robert Joo-Hyung Lee · JERSEY CITY, NJExec Jonathan A. Needell · Irvine, CAExec · Director Johan D. Swildens · SAN FRANCISCO, CAExec · Director Joseph D. Stevens · TUALATIN, ORExec Xianpeng D. Jiang · Plymouth, MAExec · Director Van D. Hipp Jr · Plymouth, MAExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗