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SEC Form D · filed September 9, 2022

Warren James, Inc

Offering
$4.0M
Sold
$2.3M
Exemption
Rule 506(b)
Industry
Other
Location
CHARLOTTE, NC
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (9)

Benjamin Wiedner · Stuart, FLExec · DirectorKevin Ramsey · Charlotte, NCExec · DirectorSaurabh Shah · Los Angeles, CAExecRobert Joo-Hyung Lee · JERSEY CITY, NJExecJonathan A. Needell · Irvine, CAExec · DirectorJohan D. Swildens · SAN FRANCISCO, CAExec · DirectorJoseph D. Stevens · TUALATIN, ORExecXianpeng D. Jiang · Plymouth, MAExec · DirectorVan D. Hipp Jr · Plymouth, MAExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗