Ledger.Open graph →
SEC Form D · Amendment · filed October 7, 2021

HILLTOP SECURITIES INC

Offering
—
Sold
$1.5B
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Dallas, TX
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (36)

Laura M. Leventhal · Dallas, TXExec · DirectorMichael A. Lyons · Dallas, TXExecBrian L. Wittneben · Dallas, TXExecMichael A. Cogliano · Dallas, TXExecMichael J. Marz · Dallas, TXDirectorJoseph M. Edge · Dallas, TXExec · DirectorLaura B. Alexander · Dallas, TXDirectorJonathan S. Sobel · Dallas, TXDirectorMaria T. Aguilera-Peon · Dallas, TXDirectorDavid K. Medanich · Dallas, TXDirectorJohn R. Muschalek · Dallas, TXDirectorMartin B. Winges · Dallas, TXExec · DirectorBenjamin Pasternak · Richmond, VADirectorScott Jorgenson · Irvine, CADirectorTom Cestare · Irvine, CAExec · DirectorEthan J. Bernstein · Cupertino, CAExec · DirectorMarco J. Iansiti · Cupertino, CADirectorLouis Bucky · Irvine, CAExecTodd Watts · Irvine, CAExecGerard Cuddy · Irvine, CAExec · DirectorReshmi Mitra · Wilmington, DEDirectorDavid J. Northington · Cupertino, CADirectorTracey Mcdermott · Senningerberg, LuxembourgExecNorman J. Tsang · Cupertino, CADirectorScaleCo Capital Partners IV, LLC · Cleveland, OHDirectorEric Eager · Dallas, TXExec · DirectorChris Hagans · Dallas, TXDirectorMarty Carney · Dallas, TXDirectorHenrik Andersson · Miami, FLExecJessica Facusse · Miami, FLExecDerek R. Jacoby · Middletown, DEDirectorBrad R. Slavin · Middletown, DEExec · DirectorCarlos Rivera · Miami Beach, FLExec · DirectorBrian C. Adams · Nashville, TNExecManisha Sahasrabudhe · Campbell, CADirectorMichael Kim · Harrison, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗