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SEC Form D · filed November 4, 2021

Portman Ridge Finance Corp

Offering
$16.7M
Sold
$16.7M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
New York, NY
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (30)

Robert T. Warshauer · New York, NYDirectorDavid T. Held · New York, NYExecTheodore R. Capossela · Swanton, OHDirectorBrenda Dayton · Vancouver, British Columbia, CanadaExec · DirectorHanxiong Li · Laguna Hills, CADirectorDonald J. Rainey · Durham, NCDirectorJason T. Roos · New York, NYExec · DirectorGabral D. Gruszynski · Sheridan, WYExecTracy Momany · Swanton, OHDirectorCharles J. Link Jr · AUSTIN, TXDirectorJeffrey W. Chambers · Maple Grove, MNDirectorMorgan Hewett · WEST HOLLYWOOD, CAExec · DirectorChristopher T. Lacovara · New York, NYDirectorJonathan J. Perl · Durham, NCDirectorChristopher M. Nelson · PALM BEACH, FLDirectorEdward J. Carlson · Durham, NCDirectorMichael J. Seay · Dallas, TXExecDean T. Kehler · New York, NYDirectorPatrick T. Schafer · New York, NYExecGeorge T. Gunebaum · New York, NYDirectorDavid J. Spitz · Durham, NCDirectorNeal S. Muni · Woburn, MAExecNicholas C. Sehn · Durham, NCDirectorElizabeth Brady · Swanton, OHDirectorMatthew T. Westwood · New York, NYDirectorJoseph T. Morea · New York, NYDirectorTiffany E. Williams · Cedar Rapids, IADirectorElizabeth C. Shih · Durham, NCDirectorTheodore Aronson · Boston, MAExecAlexander T. Duka · New York, NYDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗